Market for registrants common equity, related stockholder matters and issuer. For additional information about the companys performance and financial condition, see also item 7. How to efficiently read an annual report investopedia. As discussed above, new item 16 to form 10k provides that a registrant may, at its option, include a summary in its form 10k provided that each item in the summary includes a hyperlink to the detailed information in the registrants form 10k to which such item relates. Security ownership of certain beneficial owners and management and related stockholder matters 116 item. For example, when a registrant files its 2019 form 10. Glossary terms and abbreviations used in this report are defined below. The following discussion, as well as other portions of this annual report on form 10k, contains forwardlooking statements that reflect our plans, estimates and beliefs. All references to 2019, 2018 and 2017 refer to our years ended, or the dates, as the context requires, december 31, 2019, december 31, 2018 and december31,2017,respectively. When responses to a certain item of required disclosure are separated within the combined report, an appropriate crossreference should be made. Commission file number 12256 exxon mobil corporation. In connection with the acquisition, occidental agreed to sell to total. Indicate by check mark if disclosure of delinquent filers pursuant to item 405 of regulation sk is not contained herein, and will not be contained, to the best of registrants knowledge, in definitive proxy or information statements incorporated by reference in part iii of this form 10k or any amendment to this form 10. Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a nonaccelerated filer, or a smaller reporting company.
Securities and exchange commission sec, that gives a comprehensive summary of a companys financial performance. United states securities and exchange commission washington, d. Principal accountant fees and services part iv item 15. Supplemental oil and gas information oil and gas acreage under item 8 of this form 10k for further disclosure of occidental s holdings of developed and undeveloped oil and gas acreage. Annual report on form 10k for the year ended december 31, 2019 table of contents form 10k item number description page part i item 1. We have made statements in this annual report on form 10k which. A 10k405 is a 10k where the regulation sk item 405 box on the cover page is checked. Although similarly named, the annual report on form 10k is distinct from the often glossy annual report to shareholders, which a company must send to its shareholders when it holds an annual meeting to elect directors though. Security ownership of certain beneficial owners and management and related stockholder matters item. These could be statements regarding our plans, beliefs or. Market for re gistrants common equity, related stockholder matters and issuer purchases of e quity securities. Mine safety disclosures 31 information about our executive officers 31 part ii item 5.
As you may recall, the fixing americas surface transportation act, more commonly known as the fast act, which became law in december 2015, was primarily a transportation bill, but also contained a number of changes to the federal securities laws. Not to be outdone, 3m cos 10k for fy 2016 filed 2917 includes an item 16 which states a form 10k summary is provided at the beginning of this document, with hyperlinked crossreferences. Form 10k summary 91 signatures certifications 92 96. Business, pages 17 1027 scale of the organization form 10k. The implementation of unified plan 2020 is transforming how we do business making us more efficient and.
These items are also protected from loss of form s3 eligibility for failing to timely file a form 8k, as long as the required disclosure is made before the form s3 registrati on statement is filed. Few takers for secs new item 16 on form 10k intelligize. Risk factors are filing to the sec, and the company reports might include. For the fiscal year ended for the transition period from. Exhibits, financial statement schedules 117 exhibit index 118 item 16. Amended and restated 20 omnibus incentive plan, effective may 25, 2016, under which equitybased awards are granted to selected management. Form 10k table of contents year ended december 31, 2018 page part i item 1. Annual report on form 10k table of contents page part i item 1. In an added twist, 3m has elected to include a thorough breakdown of. Companies may merge the annual report and 10k into one document. Exact name of registrant as specified in its charter delaware 2624428 state or other jurisdiction of incorporation or organization i. The summary is presented in the form of detailed item 1 business reporting. Form 10k is a detailed annual report of the reporting.
Indicate by check mark if disclosure of delinquent filers pursuant to item 405 of regulation sk is not contained herein, and will not be contained, to the best of registrants knowledge, in definitive proxy or information statements incorporated by reference in part iii of this form 10k. Principal accounting fees and services 5 part iv 6 item15. Registrant reported that it provided information to supplement the risk factors described in item 1a of its annual report on form 10k for the fiscal year ended june 30. This has been an exciting and challenging year for. Any statements contained herein including, but not limited to, statements to the effect that michaels. Form 10k table of contents year ended december 31, 2017 page part i item 1. Managements discussion and analysis of financial condition and results of operations. Portions of ibm s definitive proxy statement to be filed with the securities and exchange commission and delivered to stockholders in connection with the annual meeting of stockholders to be held april 30, 2019 are incorporated by reference into part iii of this form 10k. Form 10k for the fiscal year ended october 31, 2019 table of contents page forwardlooking statements 3 part i item 1. Defined terms used herein, but not defined, shall have the meaning set forth in the overview. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in rule 12b2 of the exchange act. Our annual report on form 10k, quarterly reports on form 10q, current reports on form 8k, and amendments to those reports filed or furnished pursuant to section a or 15d of the exchange act are available free of charge. Report on form 10k for the year ended february 3, 2001.
Certain relationships and related transactions, and director independence 5 item14. References to this form 10k are to our annual report on form 10k for the year ended december 31, 2019. References herein to years are to the companys 52week or 53week fiscal year which ends on the. Certain relationships and related transactions, and director independence item 14. Saturday nearest january 31 in the following calendar year. Item 6 selected financial data item 7 managements discussion and analysis of financial condition and results of. Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a nonaccelerated filer or a smaller reporting company. Market for the registrants common equity and related stockholder matters and issuer purchases of equity securities 20 item 6. Principal accountant fees and services 116 part iv item 15. Indicate by check mark if disclosure of delinquent filers pursuant to item 405 of regulation sk is not contained herein, and will not be contained to the best of registrants knowledge, in definitive proxy or information statements incorporated by reference in part iii of this form 10k or any amendment to this form 10k. Indicate by check mark if disclosure of delinquent filers pursuant to item 405 of regulation sk 229.
Table of contents term or abbreviation definition omnibus plan onemain holdings, inc. Exhibits and financial statement schedules 1 item 16. Form 10q shall be used for quarterly reports under section or 15d of the. Remember new item 16 when filing your form 10k this year. Market for registrants common equity, related stockholder matters and issuer purchases of equity securities, page 25 102 6 markets served global links vehicles form 10k. If the class of securities to be registered will trade in the form of american depositary receipts, furnish item 202f disclosure for such american depositary receipts as well. Extensions and violations of the statutory sec form 10k filing requirements. Frequently asked questions about periodic reporting. Market for the registrants common equity, related stockholder matters and issuer. See item 6, selected financial data, of this annual report on form 10k, for historical revenues, profits and identifiable assets. Business 3 our global business overview 3 aigs operating structure 5 diversified mix of businesses 6 our employees 7 regulation 8 available information about aig 17 item 1a. Certain relationships and related transactions, and director independence 116 item 14. For the fiscal year ended december 31, 2019 commission.
Market for registrants common equity, related stockholder matters and issuer purchases of equity securities 36. Annual report on form 10k what is an annual report on form 10k. Union pacific exited 2019 as a much different, much better company than we started the year. Extensions and violations of the statutory sec form 10k filing. In order to fulfill the requirements of part i of form 10k, the. Pdf the securities and exchange commission sec has mandated new. Market for the registrants common equity, related stockholder matters, and issuer purchases of equity securities 18 item 6. Indicate by check mark whether the registrant is a shell company as defined in rule 12b2 of the act. One technical change to form 10k this year is the addition of new item 16 form 10k summary.
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